Regulatory fees are charges levied by various regulatory bodies to cover the costs of maintaining market integrity, protecting investors, and ensuring the stability of the financial system. BBAE does not charge these fees.
SEC Fee (Sellside only) | $0.0000206 / $1 of proceeds, |
|---|---|
FINRA TAF (Sellside only) | Equities: $0.000195 / share, no greater than $9.79 per trade, and no less than $0.01 |
Options Regulatory Fee | $0.02 / contract |
OCC Clearing Fees (Covered by BBAE) | $0.055 / contract |
French Financial Transaction Tax* (Only applicable on the purchases of French ADRs) | 0.4% |
*Certain foreign securities transactions may be subject to financial transaction taxes, stamp duties, or similar charges imposed by local jurisdictions. Such rates and fees are based on information currently available to us and may change without notice. Applicable charges may vary and will be passed through to customer accounts as required.
